Regulatory investigations and enforcement actions can put a business under existential strain. KOR Law LLP defends clients with the discipline and discretion these matters demand, drawing on AmLaw-trained regulatory experience.
Overview
A regulatory matter is rarely just a regulatory matter. There are often parallel civil and criminal exposures, reputational risk, and operational decisions to be made on tight timelines with imperfect information. The choices made in the first weeks shape what is possible months later.
KOR Law LLP represents companies and individuals in federal and state regulatory enforcement matters, internal investigations, and government inquiries. Muriel’s background spans securities enforcement and government investigation work at two AmLaw 100 firms, which informs how we evaluate exposure, manage privilege, and engage with regulators.
What We Handle
Representation in investigations by federal and state agencies, including responses to subpoenas and informal inquiries.
Confidential internal investigations on behalf of companies, boards, and special committees facing allegations of misconduct.
Defense in securities enforcement matters involving the SEC, FINRA, state securities regulators, and private actions.
Defense in enforcement proceedings by federal agencies including the DOE, FTC, and other regulatory bodies.
Representation before state regulators in licensing, enforcement, and administrative proceedings.
“Powerful in Court.
Trusted Beyond It.”
